Available online at www.notulaebotanicae.ro Not. Bot. Hort. Agrobot. Cluj 38 (1) 2010, 257-261 Print ISSN 0255-965X; Electronic 1842-4309 Notulae Botanicae Horti Agrobotanici Cluj-Napoca Policy Options for Private Forest Owners in Western Balkans: A ualitative Study Mersudin AVDIBEGOVI?1), Dragan NONI?2), Stjepan POSAVEC3), Nenad PETROVI?2), Bruno MARI?1), Vojislav MILIJI?2), Silvija KRAJTER3), Florin IORAS4), Ioan Vasile ABRUDAN5) 1)University of Sarajevo, 20 Zagrebacka St., 71 000 Sarajevo, Bosnia-Herzegoina; mavdibegoic@hotmail.com 2)University of Belgrade, 1, Kneza Vi?eslava St., 11030 Belgrade, Serbia; dnonic@eunet.rs 3)University of Zagreb, 25, Sveto?imunska St., 10000 Zagreb, Croatia; posavec@sumfak.hr 4)Buckinghamshire New University, Queen Alexandra Road, Bucks HP11 2JZ-High Wycombe, United Kingdom; Florin.Ioras@bucks.ac.uk 5)Transilania University, 1 Sirul Beethoen St., 500123 Braso, Romania; abrudan@unitbv.ro Abstract Private forest owners start to play an important role in Western Balkans? forestry and they are essential to the successful implementation of environmental policies. Little is known about how forest policy can support private forest owners in these countries and therefore this study was conducted though a qualitative method, based on personal interviews with representatives of 54 stakeholders that include state forest authorities and administration, private forest owners associations, forest science and research and private sector in Bosnia Herzegovina, Croatia and Serbia. e results show signicant homogeneity across the region towards creation of independent interest forest owners associations based on nancial support. Regression analysis identied stakeholder attitudes as signicant predictors of policy preferences and also identied owners of production forest as more supportive of such policies. Keywords: Bosnia Herzegovina, Croatia, Serbia, forest owners associations. Introduction Countries in Western Balkans (Fig. 1) have embarked on a free market economy aer almost 50 years of centrally planned one. Forest was considered a state asset during the socialist period and aer the political and state changes that were encountered in the ex Yugoslavia area the newly formed states started to return back the forest to the right- ful owners. Private forests are nowadays an important item for consideration in the forest policy and strategy of Bos- nia Herzegovina, Croatia and Serbia. Forests in Serbia cover approximately 2.2 million ha, which corresponds to 29.1% of the country?s territory. Share of private and state forests in Serbia, according to the latest available data is almost equal. Area of private for- ests is 1.058.400 ha, which is approximately 47% of total forest area (Bankovi? et al., 2008). Forest cover in Croatia amounts to 2.572.957 ha, out of which 581.770 ha (22.6%) are privately owned (?avlovi? et al., 2005). Almost all (99% or 576.832 ha) of private forests are production forests. About 52% of the surface of Bosnia and Herzegovina (BiH) is covered by forest and forest lands (Visnjic et al., 2009). BiH is divided in two entities: the Federation of BiH (FBiH) which is divided in 10 cantons, the Repub- lika Srpska (RS) and forestry is regulated dierently in the two entities. e private forest in RS covers 228.874 ha and respectively 293.563 ha in FBiH, which represent 20% of the total national forest area (Anon, 2003). e private forest ownership in Western Balkans is characterized by high fragmentation of properties, large number of forest lots and large number of forest owners along with insucient organization of forest manage- ment. More than 72% of owners have properties smaller than 1 ha, 26% own properties sized from 1 to 10 ha and only 2% of total number of forest owners have forest prop- erties bigger than 10 ha (Martinic et al., 2009). Legislation frame is not adequate to the situation as it reects mostly the administration and management needs of state owned forests. Private forest owners have little will to join an as- sociative structure such as a Private Forest Organization (PFO). Under such circumstances there are many chal- lenges that need immediate attention (e.g. sound manage- ment of private forests, establishment and management of PFOs), but there are some more comprehensive problems that go beyond the scope of forestry (e.g. ownership rights, rural development etc.), which should be addressed as they have a strong impact on private forest management. Despite the fact that democratic changes have occurred in Western Balkans more than 8 years ago and the number of private forest area exceeds 2,2 million in the case study countries, still the organization of forest owners is in an in- Avdibegoi?, M. et al. / Not. Bot. Hort. Agrobot. Cluj 38 (1) 2010, 257-261 258 of associations with the aim of providing common goods. e dierence is that members of large groups, which Ol- son calls ?latent groups?, do not see a clear interest in pro- viding common goods on their own expense and oen act as ?free riders?. Members of latent groups oen expect that common goods will be provided at the expense of some- one else, which like them recognize the importance of the association. Based on Olson?s theory, large number of pri- vate forest owners in Western Balkans, can be considered today as latent groups. Methodology e authors of this article conducted ?in-depth? in- terviews with a qualitative analysis methodological ap- proach ( Jones, 1985; Lamnek, 1995; Gl?ck and Mayer, 1996; Neuman, 2006) as part of the PRIFORT project that was nanced by the Austrian Ministry of Agriculture and Forestry, Environment and Water Management. is methodology was used for assessing the attitude of forest policy makers and representatives of relevant institutions and organizations towards the establishment and develop- ment of forest owners associations in Bosnia Herzegovina, Croatia and Serbia e interviewed stakeholder groups were categorized in (a) public administration and public forest enterprises, (b) forest science and research organisations, (c) associa- tions of private forest owners and private forest enterprises and (d) other interest group in the forestry sector. e total number of respondents was 54, with an overall re- sponse rate of 56%. e survey covered the following topics: (i) private forest management and sustainability, (ii) forest owners? homogeneity/diversity, (iii) legislative support for devel- opment of forest owners? associations, (iv) state and non- state nancial support, (v) voluntary versus obligatory membership of private forest owners association (PFOA), (vi) presence of a national umbrella association of private forest owners associations and (vii) services to be supplied by the PFOA. e independent variables considered were individual characteristics of landowners and their forests. Such char- acteristics consist of landowners attitudes, types of forest and socio-demographic variables. Attitudes examined in this paper included ownership motivation and responsibility related to owning and sus- tainability in the Western Balkans: legacy, nancial sup- port, forest owner sustainability responsibility (continu- ous regression factor scores). Two forest type variables were used according to the main management goal of the forest: production and con- servation. Individual characteristics included several socio-de- mographic characteristics: age, education (measured with categories of high school, technical school, university degree), income (measured with categories of less than cipient stage. A possible scenario for the region that is sup- ported by international donors such as the World Bank, UNDP, is the establishment of independent voluntary forest owners association, which would represent owners? interests (World Bank, 2009). However, beside voluntary organization of forest own- ers, in some European countries, such as Austria and Slove- nia, there are owners organizations with obligatory mem- bership for all forest owners from a certain territory. In addition, there are forest owners associations established on the principle of selective incentives, especially nancial ones (Nonic et al., 2006). e main goal of forest owners associations should be the representation of forest owners interests and establish- ment of partnerships between dierent groups of forest owners, along with denition and promotion of their mu- tual interests, and participation in forest policy processes. is could enable forest owners to take an active role in formulation of related laws and other relevant forestry documents, which has not been the case yet in Western Balkans. According to the Group theory (Bentley, 1949; Latham, 1952), which claims that all people, with a com- mon interest will associate for representation of those in- terests, it can be assumed that strong association of forest owners in Western Balkans should be established. Howev- er, at present situation is dierent, since there is very little done towards establishment of such organization in the case study countries. e theory of collective action, tried to explain such phenomena (Olson, 1965). is theory suggests that small and large groups do not behave in the same manner. Ac- cording to this theory, every association exists in order to serve the interests of its members. However, large and small groups do not behave the same during establishment Fig. 1. Western Balkans map Avdibegoi?, M. et al. / Not. Bot. Hort. Agrobot. Cluj 38 (1) 2010, 257-261 259 ?5,000, ?5.000-10,000, ?10,000-15,000, ?15,000-20,000, ?20,000-30,000 and more than ?30,000 per year), politi- cal anity, residency (absent or resident forest owner, di- chotomous) and land tenure e dependent variables in this analysis were the main tools that inuence de establishment and development of forest owners? associations: (i) public support, and (ii) only private forest owners support. e dependent variables were ranked on a scale from 1 to 5, with the fol- lowing meaning: 1-not important, 2-of little importance, 3-somewhat important, 4-important and 5-very impor- tant. A separate regression was conducted for each depen- dent variable. Multiple linear regression was used to assess the stakeholders attitude in shaping private forest policy to- wards the establishment and development of private for- est owners associations in Western Balkan countries. A model-building approach was used in order to identify a predictive model that accounts for the most variance for the proposed policy tools while attempting to isolate the greatest change in variation due to one or more sets of variables (Schneider and Ingram, 1990). ree models were constructed based on the considered variable groups: (i) attitude, (ii) attitude and forest type and (iii) attitude, forest and socio-demographic type. e tolerance for vari- ance ination factors (VIF) was set not to have high cor- relation when one independent variable is regressed on the others (VIF<10). Results and discussions e results of multiple linear regression for the three models considered (Model 1-attitude variables, Model 2-attitude and forest type variables, Model 3-attitude, for- est type and socio-demographic variables) in the case of public support policy and private support for forest own- ers associations are presented in Tab. 1 and Tab. 2. In the case of public support policy (Tab. 1), the ini- tial model, which used only the attitude variables to ex- plain policy preferences regarding support tools, had an R2 of 0,252. e attitude variables of nancial support and legacy seemed to be signicant. For these variables, as attitude importance increases, the support for the policy tool increases. Model 2 included forest type (production, conservation) indicating that having production forest in- creases availability of support. Model 3 added in the socio- demographic characteristics. e R2 was 0.408 for the full model. e regression analysis for private forest owners sup- port policy (Tab. 2), model 1 had an R2 of 0.341 and all at- titude variables somehow signicant (especially the nan- cial support). e full model (Model 3) had an R2 of 0.442 with production and residential status being signicant variables but not the owners right on land use. Subsequently analyses were conducted to explore if dierences exist between owners of production and con- servation forest. e comparison revealed that production forest owners did not dier from conservation forest own- ers on attitude regarding ownership motivations except for sustainability is result indicates somehow contradictory that production forest owners value owning the forest for sustainability more than conservation forest owners. Pro- duction forest owners appear to be conscious of the fact that their actions on their forestland can aect the sustain- ability and they appear to value that responsibility. For both types of policy tools analysed by this article, variables that appeared to be signicant in the prediction of forest policy decision preferences were nancial support, motivation for owning land (legacy), shared responsibility for conserving land (public support) and forest type. e variable with the strongest inuence on policy tools was the nancial support and forest type. is nd- ing indicates that those landowners who view their forest as a long-term nancial asset are more supportive of asso- ciation and lobbying the policy decision makers. e large number of private forest owners in each of the three countries is certainly an explanation for the lack of PFOAs in accordance with Olson?s approach of collec- tive action but not a sucient one. In Western Balkans it was found that the forest laws currently do not fully sup- port private forest owners on achieving sustainable man- agement of their forests. Tab. 1. Results of multiple linear regression for public support policy Variables Model 1 Model 2 Model 3 Attitudes Legacy 0.248* 0.202* 0.228* Financial support 0.401** 0.423** 0.430** Owners right on land use -0.064 -0.054 -0.022 Landowner sustainability responsibility 0.117 0.138 0.037 Shared responsibility (owner/state) 0.098 0.106 0.094 Forest type Production - 0.165** 0.294** Conservation - -0.110 -1.118 Socio- demographic Age - - -0.091 Education - - -0.005 Political anity - - 0.087 Income - - 0.085 Tenure - - -0.073 Residential status - - -0.241* Statistics F Statistic 8.145 6.768 4.562 p-value <0.001 <0.001 <0.001 df 52 46 32 R2 (adjusted) 0.252 0.292 0.408 (0.230) (0.252) (0.323) *Signicant variables at p<0.05; **signicant variables at p<0.001 Avdibegoi?, M. et al. / Not. Bot. Hort. Agrobot. Cluj 38 (1) 2010, 257-261 260 It was found that the individual private forest owners are not a homogeneous group. ey dierentiate accord- ing to the size of their forest property and its fragmenta- tion, contribution to owners? annual income, awareness of legal regulations on forest management, and also with re- gard to their education and residential statues. e drivers for creation of a PFOA are the owners of relatively large forest estates who regard their forest as a gain and they see the association as a mechanism to provide resources to the interest association. Such a support scenario for a PFOA was found in all three countries, particularly in Bosnia and Herzegovina. Conclusions is article ndings demonstrate that policies that support private forest owners within the Western Balkans appeal to the ownership motivations and attitudes about sustainability responsibility. e policy makers in the Western Balkans need to create an emphasis on the im- portance of forest as an investment for the future. While stronger attitudes correlate with support for the types of policy tools presented in this article, the nature of the at- titudes identied as signicant suggest that voluntary/ symbolic approaches to policy may have a support from private forest owners in Western Balkans. Most of the participants interviewed by the authors consider that the best approach for private forest owners? association is a voluntary approach, but they claim that this can be done only if nancial initiatives are provided. Based on the study, it can be concluded that there are certain changes in policy makers? attitudes towards the role and signicance of private forest owners and the need for their association in order to communicate with a het- erogeneous group. ere is a need for direct (nancial) support and know how towards creating viable forms of association of private forest owners in Western Balkans. References ANON (2003). National Environnemental Action Plan BiH, Federal Ministry of Physical Planning and Environment, Sarajevo. Bankovi?, S., M. Medarevic and D. Panti? (2008). National forest inventory of the Republic of Serbia. 1st ed. Ministry of Agriculture, Forestry and Water Management of the Republic of Serbia, Directorate of Forests, Planeta Print. Bentley, A. (1949). e Process of Government. Evanston, IL: Principia Press. ?avlovi?, J, S. Posavec and M. ?por?i? (2005). Small-scale private forest management in Croatia, Faculty of Forestry, University of Zagreb. Gl?ck, P. and P. Mayer (1996). Provision of Recreation: Market Place Versus Financial Incentives. Vienna. Jones, S. (1985). Depth Interviewing. In: Walker, R. (Ed) Applied ualitative Research. Aldershot; Brookeld, VT, Gower pp45-55. Lamnek, S. (1995). ualitative Sozialforschung, Band 2: Methoden und Techniken. 3. Au., Beltz, Psychologie Verlags Union, Weinheim pp35-124. Latham, E. (1952). e Group Basis of Politics. Ithaca, NY. Cornell University Press. Martinic, I., S. Posavec and E. Sporcic (2009). Time of intensive changes in environmental and forest legislation for Croatian forestry. In: Proceeding of the 10th International Symposium, IUFRO 6.13.00, Sarajevo, Bosnia-Herzegovina. Neuman, W. L. (2006). Social Research Methods: ualitative and quantitative approaches. 6th ed. Boston, M. A. et al. Allyn and Bacon pp378-417. Nonic, D., N. Tomic, J. Markovic, P. Herbst and D. Krajcic (2006). Organisation of private forest owners in Serbia compared to Austria, Slovenia and other Central European countries. In: Organization of Private Forest Owners in the Central European Countries, IASCP Europe Regional Meeting ?Building the European Commons: from Open Fields to Open Source?, Brescia, Italy. Olson, M. (1965). e Logic of Collective Action. Public Goods and the eory of Groups. Harvard University Press, Cambridge. Schneider, A. and H. Ingram (1990). Behaviour assumptions of Tab. 2. Results of multiple linear regression for private forest owners support policy Variables Model 1 Model 2 Model 3 Attitudes Legacy 0.178* 0.152* 0.238* Financial support 0.334** 0.342** 0.347** Owners right on land use -0.182* -0.168* -0.100 Landowner sustainability responsibility 0.237* 0.276* 0.149 Shared responsibility (owner/state) 0.165* 0.171* 0.198* Forest type Production - 0.068 0.150* Conservation - -0.071 -0.089 Socio- Demographic Age - - 0.158 Education - - 0.138 Political anity - - -0.096 Income - - 0.087 Tenure - - -0.061 Residential status - - -0.148* Statistics F Statistic 12.138 10.068 5.462 p-value <.001 <.001 <0.001 Df 52 46 32 R2 (adjusted) 0.341 0.369 0.442 (0.316) (0.335) (0.362) *Signicant variables at p<0.05; ** signicant variables at p<0.001 Avdibegoi?, M. et al. / Not. Bot. Hort. Agrobot. Cluj 38 (1) 2010, 257-261 261 World Bank (2009). Roots for good forest outcomes: an analytical framework for governance reforms. Report No. 49572-GLB. 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